CPD Questions - AFA Policy and regulatory wrap up and 2020 outlook
First Name
Last Name
Email
ASIC will be monitoring and holding advisers fully accountable for meeting all aspects of the Code of Ethics
TRUE
FALSE
Under ASIC's new Opt-in proposal ASIC is proposing that Product providers independently seek opt-in directly from clients and not rely on third parties such as Financial Advisers
TRUE
FALSE
What date did the government release its proposal to provide an extension to the dealine for the FASEA Exam and the Education Standard?
30/08/2019
26/08/2019
14/08/2019
How many standards make up the Code of Ethics?
10
12
14
When are APRA's capital requirements for income protection effective from?
1/07/2021
1/01/2021
31/03/2020